Judd Advisory is a regulatory compliance consultancy, servicing the investment and asset management sectors
As a client service business we are committed to being available and responsive to our clients. We are focussed on delivery – we have been in-house and have sat in our clients’ chairs and appreciate that the to-do list is long enough already. We believe in helping our clients get things done, not adding to the list.
On Our Radar
IFPR Newsletter Highlights
Dear Clients and Friends, As we come into the third year of IFPR, the regulator has launched the IFPR newsletter. Perhaps not the most exciting
Market Watch 83: Sounding Off on Governance
Dear Clients and Friends, Market Watch 83: Sounding Off on Governance The regulator does not often direct their communications specifically to Corporate Finance firms, so
FCA & SEC Compliance Highlights – Summer 2025
Dear Clients and Friends, Following a summer of page turning FCA proposals, welcome to the final stretch of 2025. The FCA has not slowed its
Off Channel Communications
Dear Clients and Friends, Managing electronic communication channels has been one of the most debated compliance topics over the past few years; the tension between
One Step at a Time ? The FCA’s SM&CR Reform
Dear Clients and Friends, 2025 is shaping up to be a year of the FCA balancing the need for robust regulation with the government’s commitment
Credit Suisse Fraud Takeaways
Dear Clients and Friends, The latest enforcement action in the “Tuna Bonds” scandal was announced in May when the FCA banned Detelina Subeva from the
